20-F 1 a05-17375_120f.htm 20-F

 

As filed with the Securities and Exchange Commission on October 7, 2005.

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 20-F

 

(Mark One)

o           Registration statement pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934

 

ý           Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

For the fiscal year ended December 31, 2003

 

o           Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

For the transition period from                              to                       

 

Commission File No. 001-12142

 

PETRÓLEOS DE VENEZUELA, S.A.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Venezuelan National Petroleum Company

 

Bolivarian Republic of Venezuela

(Translation of Registrant’s Name into English)

 

(Jurisdiction of Incorporation or Organization)

 

 

 

Avenida Libertador, La Campiña, Apdo. 169, Caracas 1010-A, Venezuela

(Address of Principal Executive Offices)

 

Securities registered or to be registered pursuant to Section 12(b) of the Act:  None.

 

Securities registered or to be registered pursuant to Section 12(g) of the Act:  None.

 

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act:

 

PDVSA Finance Ltd. 6.650% Notes due 2006

PDVSA Finance Ltd. 9.375% Notes due 2007

PDVSA Finance Ltd. 6.800% Notes due 2008

PDVSA Finance Ltd. 9.750% Notes due 2010

PDVSA Finance Ltd. 8.500% Notes due 2012

PDVSA Finance Ltd. 7.400% Notes due 2016

PDVSA Finance Ltd. 9.950% Notes due 2020

PDVSA Finance Ltd. 7.500% Notes due 2028

 

Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report:  51,204 shares of the common stock of PETRÓLEOS DE VENEZUELA, S.A. were outstanding as of December 31, 2003.

 

Indicate by check mark whether the registrant:  (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

 

Yes

o

No

ý

 

Indicate by check mark which financial statement item the registrant has elected to follow.

 

Item 17

o

Item 18

ý

 

If this is an annual report, indicate check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  which financial statement item the registrant has elected to follow.

 

Yes

o

No

ý

 

 



 

TABLE OF CONTENTS

 

Table of Contents

 

INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE

 

 

 

 

FACTORS AFFECTING FORWARD-LOOKING STATEMENTS

 

 

 

 

PART I

 

 

 

 

 

Item 1.

Identity of Directors, Senior Management and Advisers

 

Item 2.

Offer Statistics and Expected Timetable

 

Item 3.

Key Information

 

Item 4.

Information on the Company

 

Item 5.

Operating and Financial Review and Prospects

 

Item 6.

Directors, Senior Management and Employees

 

Item 7.

Major Shareholders and Related Party Transactions

 

Item 8.

Financial Information

 

Item 9.

The Offer and Listing

 

Item 10.

Additional Information

 

Item 11.

Quantitative and Qualitative Disclosures about Market Risk

 

Item 12.

Description of Securities Other than Equity Securities

 

 

 

 

PART II

 

 

 

 

 

Item 13.

Defaults, Dividend Arrearages and Delinquencies

 

Item 14.

Material Modifications to the Rights of Security Holders and Use of Proceeds

 

Item 15.

Controls and Procedures

 

Item 16.

[Reserved]

 

Item 16A.

Audit Committee Financial Expert

 

Item 16B.

Code of Ethics

 

Item 16C.

Principal Accountant Fees and Services

 

Item 17.

Financial Statements

 

Item 18.

Financial Statements

 

Item 19.

Exhibits

 

 

 

 

ANNEX A

 

 

 

i



 

INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE

 

With respect to our obligations as co-registrant of PDVSA Finance Ltd.’s 6.650% Notes due 2006, 9.375% Notes due 2007, 6.800% Notes due 2008, 9.750% Notes due 2010, 8.500% Notes due 2012, 7.400% Notes due 2016, 9.950% Notes due 2020 and 7.500% Notes due 2028 (collectively, the “PDVSA Finance Notes”), PDVSA Finance Ltd.’s annual report on Form 20-F for the year ended December 31, 2003, as first filed with the U.S. Securities and Exchange Commission (Commission file No. 333-09678) on October 7, 2005 is incorporated herein by reference.

 

FACTORS AFFECTING FORWARD-LOOKING STATEMENTS

 

This annual report on Form 20-F contains “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended.  Specifically, certain statements under the caption “Item 4.B. Business overview” and under the caption “Item 5.  Operating and Financial Review and Prospects” relating to the expected results of exploration, drilling and production activities, refining processes, petrochemicals, gas, Orimulsion® and coal activities, and related capital expenditures and investments, the expected results of joint venture projects, the anticipated demand for new or improved products, environmental compliance and remediation and related capital expenditures, sales, taxes, dividends and contributions to Venezuela, are forward-looking statements.  Words such as “anticipate,” “estimate,” “prospect” and similar expressions are used to identify forward-looking statements.  Forward-looking statements are subject to risks and uncertainties related to Venezuelan and international markets, inflation, the availability of continued access to capital markets and financing on favorable terms, regulatory compliance requirements, changes in import controls or import duties, levies or taxes and changes in prices or demand for our products as a result of actions of our competitors or economic factors.  Those statements are also subject to the risks of costs and anticipated performance capabilities of technology, and performance by third parties of their contractual obligations.  Exploration activities are subject to risks arising from the inherent difficulty of predicting the presence, yield and quality of hydrocarbon deposits, as well as unknown or unforeseen difficulties in extracting, transporting or processing any hydrocarbons found or doing so on an economic basis.  Should one or more of these risks or uncertainties materialize, actual results may vary materially from those estimated, anticipated or projected.  Specifically, but without limitation, capital costs could increase, projects could be delayed, and anticipated improvements in capacity or performance may not be fully realized.  Although we believe that the expectations reflected by such forward-looking statements are reasonable based on information currently available, readers are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of this annual report.  We undertake no obligation to publicly release any revision to these forward-looking statements to reflect events or circumstances after the date of this annual report.

 

The annual report on Form 20-F of PDVSA Finance Ltd., our wholly-owned subsidiary, for the year ended December 31, 2003 incorporated by reference herein also contains forward-looking statements.  For a discussion of the factors affecting these statements contained in PDVSA Finance’s annual report, see “Factors Affecting Forward-Looking Statements” on page 1 thereof.

 

ii



 

As used in this annual report, references to “dollars” or “$” are to the lawful currency of the United States and references to “bolivars” or “Bs” are to the lawful currency of Venezuela.  A unit conversion table and a glossary of certain oil and gas terms, including abbreviations for certain units, used in this annual report are contained in Annex A.  When used in this annual report, the term “Petróleos de Venezuela” refers to Petróleos de Venezuela, S.A. and the terms “we,” “our,” “us,”  “the Company” and “PDVSA” refer to Petróleos de Venezuela, S.A. and its consolidated subsidiaries.

 

Other miscellaneous terms

 

Unless the context indicates otherwise, the following terms have the meanings shown below:

 

“Amerada Hess” – Amerada Hess Corporation

 

“BCV” – Banco Central de Venezuela

 

“Bitor” – Bitúmenes Orinoco, S.A.

 

“BOPEC” – Bonaire Petroleum Corporation N.V.

 

“BORCO” – The Bahamas Oil Refining Company International Limited

 

“BP” – British Petroleum

 

“BP RP” – British Petroleum Refining & Petrochemical GmbH

 

“Carbozulia” – Carbones del Zulia, S.A.

 

“Chalmette Refining” – Chalmette Refining, L.L.C.

 

“ChevronTexaco” – ChevronTexaco Corporation

 

“CIED” – Centro Internacional de Educación y Desarrollo

 

“CITGO” – CITGO Petroleum Corporation

 

“CITGO Latin America” – CITGO International Latin America, Inc.

 

“ConocoPhillips” – ConocoPhillips

 

“CVP” – Corporación Venezolana del Petróleo, S.A.

 

“Deltaven” – Deltaven, S.A.

 

“ExxonMobil” – ExxonMobil Corporation

 

“FEM” – Fondo para la Estabilización Macroeconómica (Macroeconomic Stabilization Fund)

 

“FONDESPA” – Fondo para el Desarrollo Económico y Social del País

 

“Fortum Oil and Gas” – Fortum Oil and Gas OY

 

“Hovensa” – Hovensa, L.L.C.

 

“ENI” – Eni B.V.

 

1



 

“Intevep” – Intevep, S.A.

 

“Isla Refinery” – Refinería Isla (Curaçao), S.A.

 

“Lyondell” – Lyondell Petrochemical Corporation

 

“LYONDELL-CITGO” – LYONDELL-CITGO Refining Company, L.P.

 

“Merey Sweeny” – Merey Sweeny, L.P.

 

“Neste Oil Corporation” – Neste Oil

 

“Nynäs” – AB Nynäs Petroleum

 

“OPEC” – Organization of Petroleum Exporting Countries

 

“PDV America” – PDV America, Inc.

 

“PDV Chalmette” – PDV Chalmette, Inc.

 

“PDV Europa” – PDV Europa B.V.

 

“PDV Holding” – PDV Holding, Inc.

 

“PDV Marina” – PDV Marina, S.A.

 

“PDVMR” – PDV Midwest Refining, L.L.C.

 

“PDV VI” – PDVSA Virgin Island, Inc.

 

“PDVSA Cerro Negro” – PDVSA Cerro Negro, S.A.

 

“PDVSA Finance” – PDVSA Finance Ltd.

 

“PDVSA Gas” – PDVSA Gas, S.A.

 

“PDVSA Petróleo” – PDVSA Petróleo, S.A.

 

“PDVSA Sincor” – PDVSA Sincor, S.A.

 

“PDVSA-P&G” – PDVSA Petróleo y Gas, S.A.

 

“Pequiven” – Petroquímica de Venezuela, S.A.

 

“Petrozuata” – Petrolera Zuata, C.A.

 

“Phillips Petroleum” – Phillips Petroleum Corporation

 

“Ruhr” – Ruhr Oel GmbH

 

“SEC” –  Securities and Exchange Commission

 

“Statoil” – Statoil Sincor AS

 

“Total Fina” – Total Fina Venezuela, S.A.

 

2



 

“Veba Oel” – Veba Oel AG

 

“Venezuela” – The Bolivarian Republic of Venezuela

 

3



 

PART I

 

Item 1.            Identity of Directors, Senior Management and Advisers

 

Not Applicable.

 

Item 2.            Offer Statistics and Expected Timetable

 

Not Applicable.

 

Item 3.            Key Information

 

3.A          Selected financial data

 

The selected data presented below for, and as of the end of, each of the years in the five-year period ended December 31, 2003, are derived from the audited consolidated financial statements of PDVSA.  See “Item 18.  Financial Statements.”

 

 

 

At or for the Year Ended December 31,

 

 

 

2003

 

2002

 

2001

 

2000

 

1999

 

 

 

($ in millions)

 

Income Statement Data:

 

 

 

 

 

 

 

 

 

 

 

Sales of crude oil and products

 

 

 

 

 

 

 

 

 

 

 

Exports and international markets

 

44,178

 

39,875

 

42,682

 

49,780

 

30,369

 

In Venezuela

 

961

 

1,236

 

1,701

 

2,230

 

1,450

 

Petrochemical and other sales

 

1,071

 

1,201

 

1,403

 

1,224

 

781

 

Net sales

 

46,210

 

42,312

 

45,786

 

53,234

 

32,600

 

Equity in earnings of non-consolidated investees

 

379

 

268

 

464

 

446

 

48

 

Total revenues

 

46,589

 

42,580

 

46,250

 

53,680

 

32,648

 

Total costs and expenses

 

41,400

 

39,073

 

37,977

 

40,029

 

26,636

 

Operating income

 

5,189

 

3,507

 

8,273

 

13,651

 

6,012

 

Financing expenses

 

627

 

763

 

509

 

672

 

662

 

Income before income taxes and minority interests and cumulative effect of accounting change

 

4,562

 

2,744

 

7,764

 

12,979

 

5,350

 

Provision for income taxes

 

(1,602

)

(149

)

(3,766

)

(5,748

)

(2,521

)

Minority interests

 

(6

)

(5

)

(5

)

(15

)

(11

)

Income before cumulative effect of accounting change

 

2,954

 

2,590

 

3,993

 

7,216

 

2,818

 

Cumulative effect of accounting change for the cost of asset retirement obligations

 

(234

)

 

 

 

 

Net income

 

2,720

 

2,590

 

3,993

 

7,216

 

2,818

 

Balance Sheet Data:

 

 

 

 

 

 

 

 

 

 

 

Cash and cash equivalents

 

2,938

 

1,703

 

925

 

3,257

 

1,079

 

Notes and accounts receivable

 

4,955

 

3,515

 

3,280

 

4,435

 

3,820

 

Total assets

 

55,355

 

54,939

 

57,200

 

57,600

 

49,990

 

Current portion of long-term debt(1)

 

750

 

1,817

 

1,000

 

596

 

910

 

Long-term debt and capital lease obligations (excluding current portion).

 

6,265

 

6,426

 

7,544

 

7,187

 

7,892

 

Stockholder’s equity

 

37,418

 

37,288

 

37,098

 

37,932

 

32,894

 

Capital stock

 

39,094

 

39,094

 

39,094

 

39,094

 

39,094

 

Other Financial Data:

 

 

 

 

 

 

 

 

 

 

 

Net cash provided by operating activities

 

5,746

 

4,880

 

6,965

 

10,285

 

4,633

 

Net cash used in investing activities

 

(902

)

(1,226

)

(5,263

)

(5,360

)

(3,326

)

Net cash used in financing activities

 

(3,609

)

(2,836

)

(4,034

)

(2,747

)

(913

)

Capital expenditures

 

1,969

 

2,743

 

3,781

 

3,185

 

3,041

 

Depreciation and depletion

 

2,824

 

3,038

 

2,624

 

3,001

 

2,821

 

Debt/Equity(2)

 

19

%

22

%

23

%

21

%

27

%

Total payments to shareholder

 

9,585

 

9,474

 

12,097

 

11,641

 

6,549

 

Dividends(3) (5)

 

2,326

 

2,652

 

4,862

 

1,732

 

1,719

 

Production tax

 

5,944

 

5,911

 

3,792

 

4,954

 

2,654

 

Income taxes(4)

 

1,315

 

911

 

3,443

 

4,955

 

2,176

 

 

4



 


(1)           Excludes current portion of capital lease obligations, which amounted to $20 million, $30 million, $62 million, $122 million and $117 million in 2003, 2002, 2001, 2000 and 1999, respectively.

(2)           Calculated as total debt (long-term debt, including current portion of long-term debt and capital leases) divided by stockholder’s equity.

(3)           During 1999, special tax recovery certificates, or CERTs, amounting to $1,291 million were used to pay dividends.

(4)           During 2001, 2000 and 1999, we used CERTs amounting to $84 million, $255 million and $22 million, respectively, to pay income taxes.

(5)           During 2003, $251million of trade notes receivable were distributed as a dividend.

 

 

 

At or for the Year Ended December 31,

 

 

 

2003

 

2002

 

2001

 

2000

 

1999

 

 

 

(MBPD, unless otherwise indicated)

 

Operating Data:

 

 

 

 

 

 

 

 

 

 

 

Production

 

 

 

 

 

 

 

 

 

 

 

Condensate

 

22

 

46

 

48

 

50

 

43

 

Light crude oil (API gravity of 30° or more)

 

727

 

774

 

1,135

 

1,174

 

1,189

 

Medium crude oil (API gravity of between 21° and 30°)

 

914

 

962

 

1,018

 

1,047

 

1,095

 

Heavy crude oil (API gravity of less than 21°)

 

788

 

877

 

893

 

814

 

623

 

Total crude oil

 

2,451

 

2,659

 

3,094

 

3,085

 

2,950

 

Liquid petroleum gas

 

144

 

173

 

173

 

167

 

177

 

Total crude oil and liquid petroleum gas

 

2,595

 

2,832

 

3,267

 

3,252

 

3,127

 

Net natural gas (MMCFD)(1)

 

3,432

 

3,672

 

4,093

 

3,979

 

3,766

 

Total crude oil, liquid petroleum gas and net natural gas (BOE)(2)

 

3,187

 

3,464

 

3,973

 

3,938

 

3,776

 

Sales volumes exported

 

 

 

 

 

 

 

 

 

 

 

Exports of crude oil with 30° or greater API

 

657

 

672

 

659

 

716

 

1,010

 

Exports of crude oil with less than 30° API

 

991

 

1,092

 

1,406

 

1,282

 

913

 

Exports of refined petroleum products

 

502

 

647

 

697

 

825

 

861

 

Total

 

2,150

 

2,411

 

2,762

 

2,823

 

2,784

 

Average export prices per unit ($ per barrel)

 

 

 

 

 

 

 

 

 

 

 

Exports of crude oil with 30° or greater API

 

$

27.16

 

$

23.46

 

$

22.47

 

$

28.20

 

$

17.08

 

Exports of crude oil with less than 30° API

 

$

22.56

 

$

20.24

 

$

17.29

 

$

23.12

 

$

13.45

 

Exports of refined petroleum products

 

$

26.53

 

$

24.23

 

$

23.94

 

$

28.40

 

$

17.80

 

Weighted average export prices(3)

 

$

24.89

 

$

21.94

 

$

20.21

 

$

25.91

 

$

16.04

 

Average production costs ($ per BOE)

 

 

 

 

 

 

 

 

 

 

 

Production cost per BOE of production, excluding operating service agreements(4)

 

$

2.06

 

$

2.42

 

$

2.17

 

$

2.22

 

$

2.00

 

Production cost per BOE of production (4)

 

$

3.85

 

$

3.92

 

$

3.38

 

$

3.48

 

$

2.72

 

Depreciation and depletion cost per BOE of production

 

$

0.53

 

$

0.54

 

$

0.38

 

$

0.46

 

$

0.37

 

 

 

 

 

 

 

 

 

 

 

 

 

Proved reserves(5)

 

 

 

 

 

 

 

 

 

 

 

Crude oil (MMB)

 

 

 

 

 

 

 

 

 

 

 

Condensate

 

1,919

 

1,900

 

1,723

 

1,772

 

1,847

 

Light crude oil (API gravity of 30° or more)

 

10,078

 

10,012

 

10,345

 

10,244

 

10,258

 

Medium crude oil (API gravity of between 21° and 30°)

 

12,340

 

12,450

 

12,891

 

12,804

 

12,195

 

Heavy crude oil (API gravity of between 11° and 21°)

 

17,617

 

17,414

 

17,266

 

17,177

 

16,861

 

Extra-heavy crude oil (API gravity of less than 11°)(6)

 

35,186

 

35,381

 

35,558

 

35,688

 

35,701

 

Total crude oil

 

77,140

 

77,157

 

77,783

 

77,685

 

76,862

 

Of which, relating to Operating Service Agreements(7)

 

5,446

 

5,501

 

5,600

 

5,479

 

5,450

 

Natural gas (BCF)(8)

 

150,043

 

147,109

 

148,295

 

147,585

 

146,611

 

Proved reserves of crude oil and natural gas (MMBOE) (6)

 

103,009

 

102,521

 

103,351

 

103,131

 

102,140

 

Remaining reserve life of proved crude oil reserves (years)(9)

 

74

x

70

x

64

x

64

x

70

x

Net crude oil refining capacity (MBPD) (10)

 

 

 

 

 

 

 

 

 

 

 

Venezuela (including Isla Refinery)

 

1,628

 

1,628

 

1,628

 

1,620

 

1,620

 

United States

 

1,205

 

1,205

 

1,205

 

1,198

 

1,224

 

Europe

 

259

 

252

 

252

 

252

 

252

 

Total

 

3,092

 

3,085

 

3,085

 

3,070

 

3,096

 

 

5



 


(1)           Amounts indicated are net of natural gas used for reinjection purposes.

(2)           Natural gas is converted to barrels of oil equivalent (BOE) at a ratio of 5.8 thousand cubic feet of natural gas per one barrel of crude oil.

(3)           Weighted average sales price of crude oil, refined petroleum products and liquid petroleum gas exports.

(4)           Calculated by dividing total costs (excluding depreciation and depletion) and expenses of crude oil, natural gas and liquid natural gas producing activities by total crude oil, liquid petroleum gas and net natural gas (BOE) produced.

(5)           Proved reserves include both proved developed and undeveloped reserves.

(6)           Proved reserves of extra-heavy oil located in the Orinoco Belt have a low development grade.  Of the total gross proved reserves to be exploited under our Orinoco Belt project at December 31, 2003, approximately 10,483 MMB reserves are being developed under four association agreements in which PDVSA has an equity interest of less than 50%.  See “Item 4.B Business overview—Initiatives Involving Private Sector Participation—Orinoco Belt Extra-Heavy Crude Oil Projects.”

(7)           Includes portion of proved crude oil reserves in fields relating to operating service agreements as of December 31 of the year in which each of such agreements went into effect.  Such agreements may not necessarily result in the exploitation of 100% of these reserves during their term.  See “Item 4.B Business overview—Initiatives Involving Private Sector Participation—Operating Service Agreements.”

(8)           Includes 12,427 BCF, 12,454 BCF, 12,476 BCF, 12,505 BCF and 12,400 BCF in each of 2003, 2002, 2001, 2000 and 1999, respectively, associated with extra-heavy crude oil reserves.

(9)           Based on crude oil production from the top of wells for each period and total proved crude oil reserves at the end of each period.  Proved reserves of extra-heavy crude oil are substantially undeveloped.  Proved reserves of extra-heavy crude oil in the Orinoco Belt are being developed in association with third parties.  See “Item 4.B Business overview—Initiatives Involving Private Sector Participation—Orinoco Belt Extra-Heavy Crude Oil Projects.”

(10)         Amounts represent PDVSA’s interest in the refining capacity of all refineries in which it holds an equity or leasehold interest.  See “Item 4.B Business overview—Refining and Marketing.”

 

Exchange rates

 

The following table sets forth certain information concerning the exchange rate of the bolivar to the dollar based on daily rates of exchange established by the BCV pursuant to a foreign exchange agreement between Venezuela’s Ministry of Finance and the BCV.  See notes 2, 3 and 22(b) to our consolidated financial statements, included under “Item 18.  Financial Statements.”

 

 

 

Year ended December 31,